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Excavation Risk Assessment

Review the critical hazards, potential consequences, persons at risk and recommended control measures for Excavation in one professional HSE workspace.

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Excavation Hazards & Controls

Review the key hazards, consequences and control measures for Excavation in a structured professional HSE format.

01
Hazard

Excavation collapse

Potential Consequence

Crushing, suffocation or fatality

Persons at Risk

Workers inside excavation

Existing Controls

Suitable sloping, shoring or protective system and competent-person inspection

Additional Controls

Reinspect after rain or ground-condition changes

02
Hazard

Contact with underground services

Potential Consequence

Electric shock, fire or process release

Persons at Risk

Excavation crew

Existing Controls

Drawings, utility locating, permit and controlled excavation

Additional Controls

Use controlled hand digging in uncertain areas

03
Hazard

Fall into excavation

Potential Consequence

Fracture or serious injury

Persons at Risk

Pedestrians and workers

Existing Controls

Barricades, safe crossings and lighting

Additional Controls

Use robust physical protection in high-traffic areas

04
Hazard

Water accumulation in excavation

Potential Consequence

Collapse, slip or drowning

Persons at Risk

Workers inside excavation

Existing Controls

Water control and pumping

Additional Controls

Stop work and reassess stability if water ingress continues

05
Hazard

Vehicles approaching excavation edge

Potential Consequence

Edge collapse or vehicle falling into excavation

Persons at Risk

Operators and excavation workers

Existing Controls

Vehicle barriers and safe stand-off distance

Additional Controls

Mark heavy-vehicle approach limits in the site plan

06
Hazard

Hazardous atmosphere in excavation

Potential Consequence

Poisoning or oxygen deficiency

Persons at Risk

Workers in deep or enclosed excavations

Existing Controls

Gas testing where required

Additional Controls

Define atmospheric-testing criteria where process or gas hazards may exist

07
Hazard

Excessive surcharge load at excavation edge

Potential Consequence

Excavation wall collapse

Persons at Risk

Workers inside excavation

Existing Controls

Edge-load control and barriers

Additional Controls

Keep materials and equipment at a safe setback distance

08
Hazard

Water ingress into excavation

Potential Consequence

Loss of ground stability, slips or collapse

Persons at Risk

Excavation workers

Existing Controls

Excavation inspection and drainage

Additional Controls

Continuously monitor water accumulation and provide suitable dewatering

09
Hazard

Hazardous atmosphere inside excavation

Potential Consequence

Poisoning, oxygen deficiency or loss of consciousness

Persons at Risk

Personnel working in deep excavations

Existing Controls

Risk assessment and gas testing where required

Additional Controls

Use continuous or periodic atmospheric monitoring where a hazard may exist

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SERNEM

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SERNEM
Excavation RISK ASSESSMENT
SRN-HIRARC
Revision: 1.0
ACTIVITYExcavationCATEGORYExcavation
#ActivityHazardConsequencePersons at RiskExisting Risk ControlLSRiskAction Required / Additional ControlsPerson in ChargeDue DateRLRSResidual Risk
01ExcavationExcavation collapseCrushing, suffocation or fatalityWorkers inside excavationSuitable sloping, shoring or protective system and competent-person inspection3515
High
Reinspect after rain or ground-condition changes--224
Low
02ExcavationContact with underground servicesElectric shock, fire or process releaseExcavation crewDrawings, utility locating, permit and controlled excavation3412
High
Use controlled hand digging in uncertain areas--224
Low
03ExcavationFall into excavationFracture or serious injuryPedestrians and workersBarricades, safe crossings and lighting248
Medium
Use robust physical protection in high-traffic areas--122
Low
04ExcavationWater accumulation in excavationCollapse, slip or drowningWorkers inside excavationWater control and pumping339
Medium
Stop work and reassess stability if water ingress continues--122
Low
05ExcavationVehicles approaching excavation edgeEdge collapse or vehicle falling into excavationOperators and excavation workersVehicle barriers and safe stand-off distance339
Medium
Mark heavy-vehicle approach limits in the site plan--122
Low
06ExcavationHazardous atmosphere in excavationPoisoning or oxygen deficiencyWorkers in deep or enclosed excavationsGas testing where required236
Medium
Define atmospheric-testing criteria where process or gas hazards may exist--122
Low
07ExcavationExcessive surcharge load at excavation edgeExcavation wall collapseWorkers inside excavationEdge-load control and barriers339
Medium
Keep materials and equipment at a safe setback distance--122
Low
08ExcavationWater ingress into excavationLoss of ground stability, slips or collapseExcavation workersExcavation inspection and drainage339
Medium
Continuously monitor water accumulation and provide suitable dewatering--122
Low
09ExcavationHazardous atmosphere inside excavationPoisoning, oxygen deficiency or loss of consciousnessPersonnel working in deep excavationsRisk assessment and gas testing where required236
Medium
Use continuous or periodic atmospheric monitoring where a hazard may exist--122
Low
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SERNEM • Professional Risk AssessmentWork should not begin until required controls are implemented.